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IEC 61511 (2003)
Terms and definitions used in IEC 61511 - Functional safety - Safety instrumented systems for the process industry sector
| Term | Definition |
| AC/DC |
Alternating current/direct current |
| ALARP |
As low as reasonably practicable |
| ANSI |
American National Standards Institute |
| BPCS |
Basic process control system |
| DC |
Diagnostic coverage |
| E/E/PE |
Electrical/electronic/programmable electronic |
| E/E/PES |
Electrical/electronic/programmable electronic system |
| EMC |
Electro-magnetic compatibility |
| FAT |
Factory acceptance testing |
| FPL |
Fixed program language |
| FTA |
Fault tree analysis |
| FVL |
Full variability language |
| HFT |
Hardware fault tolerance |
| HMI |
Human machine interface |
| H&RA |
Hazard and risk assessment |
| HRA |
Human reliability analysis |
| H/W |
Hardware |
| IEC |
International Electrotechnical Commission |
| IEV |
International Electrotechnical Vocabulary |
| ISA |
Instrumentation, Systems and Automation Society |
| ISO |
International Organization for Standardization |
| LVL |
Limited variability language |
| MooN |
“M” out of “N” (see 3.2.45) |
| NP |
Non-programmable |
| PE |
Programmable electronics |
| PES |
Programmable electronic system |
| PFD |
Probability of failure on demand |
| PFDavg |
Average probability of failure on demand |
| PLC |
Programmable logic controller |
| SAT |
Site acceptance test |
| SFF |
Safe failure fraction |
| SIF |
Safety instrumented function |
| SIL |
Safety integrity level |
| SIS |
Safety instrumented system |
| SRS |
Safety requirement specification |
| S/W |
Software |
| architecture |
arrangement of hardware and/or software elements in a system, for example (1) arrangement of safety instrumented system (SIS) subsystems; (2) internal structure of an SIS subsystem; (3) arrangement of software programs NOTE This term differs from the definition in IEC 61508-4 to reflect differences in the process sector terminology. |
| asset protection |
function allocated to system design for the purpose of preventing loss to assets |
| basic process control system (BPCS) |
system which responds to input signals from the process, its associated equipment, other |
| channel |
element or group of elements that independently perform(s) a function |
| coding |
see “programming” |
| common cause failure |
failure, which is the result of one or more events, causing failures of two or more separate |
| common mode failure |
failure of two or more channels in the same way, causing the same erroneous result |
| component |
one of the parts of a system, subsystem, or device performing a specific function |
| configuration |
see “architecture” |
| configuration management |
dangerous failure |
| dependent failure |
failure whose probability cannot be expressed as the simple product of the unconditional probabilities of the individual events which caused it NOTE 1 Two events A and B are dependent, where P(z) is the probability of event z, only if P(A and B) > P(A) × P(B). NOTE 2 See 9.5 as an example of dependent failure consideration between layers of protection. NOTE 3 Dependent failure includes common cause (see 3.2.6). |
| detected |
revealed overt in relation to hardware failures and software faults, detected by the diagnostic tests or through |
| device |
functional unit of hardware or software, or both, capable of accomplishing a specified purpose |
| diagnostic coverage (DC) |
ratio of the detected failure rate to the total failure rate of the component or subsystem as
NOTE 1 The diagnostic coverage is used to compute the detected (?detected) and undetected failure rates (?undected)
NOTE 2 Diagnostic coverage is applied to components or subsystems of a safety instrumented system. For
NOTE 3 For safety applications the diagnostic coverage is typically applied to the safe and dangerous failures of a component or subsystem. For example, the diagnostic coverage for the dangerous failures of a component
|
| diversity |
existence of different means performing a required function NOTE Diversity may be achieved by different physical methods or different design approaches. |
| electrical/electronic/programmable (E/E/PE) |
based on electrical (E) and/or electronic (E) and/or programmable electronic (PE) technology
NOTE The term is intended to cover any and all devices or systems operating on electrical principles and would include - electro-mechanical devices (electrical); |
| error |
discrepancy between a computed, observed or measured value or condition and the true,
NOTE Adapted from IEV 191-05-24 by excluding the notes. NOTE 1 Examples include a drain system, fire wall, bund (dike).
NOTE 2 This term deviates from the definition in IEC 61508-4 to reflect differences in the process sector |
| failure |
termination of the ability of a functional unit to perform a required function NOTE 1 This definition (excluding these notes) matches ISO/IEC 2382-14-01-09:1997. NOTE 2 For further information, see IEC 61508-4.
NOTE 3 Performance of required functions necessarily excludes certain behaviour, and some functions may be |
| fault |
abnormal condition that may cause a reduction in, or loss of, the capability of a functional unit NOTE IEV 191-05-01 defines “fault” as a state characterized by the inability to perform a required function, excluding the inability during preventive maintenance or other planned actions, or due to lack of external resources. [ISO/IEC 2382-14-01-09] |
| fault avoidance |
use of techniques and procedures which aim to avoid the introduction of faults during any phase of the safety life cycle of the safety instrumented system |
| fault tolerance |
ability of a functional unit to continue to perform a required function in the presence of faults or errors NOTE The definition in IEV 191-15-05 refers only to sub-item faults. See the note for the term fault in 3.2.21. [ISO/IEC 2382-14-04-06] |
| final element |
part of a safety instrumented system which implements the physical action necessary to NOTE Examples are valves, switch gear, motors including their auxiliary elements, for example, a solenoid valve and actuator if involved in the safety instrumented function. |
| functional safety |
part of the overall safety relating to the process and the BPCS which depends on the correct functioning of the SIS and other protection layers NOTE This term deviates from the definition in IEC 61508-4 to reflect differences in process sector terminology. |
| functional safety assessment |
investigation, based on evidence, to judge the functional safety achieved by one or more protection layers NOTE This term deviates from the definition in IEC 61508-4 to reflect differences in process sector terminology. |
| functional safety audit |
systematic and independent examination to determine whether the procedures specific to the NOTE A functional safety audit may be carried out as part of a functional safety assessment. |
| functional unit |
entity of hardware or software, or both, capable of accomplishing a specified purpose NOTE 1 In IEV 191-01-01 the more general term “item” is used in place of functional unit. An item may sometimes include people. NOTE 2 This is the definition given in ISO/IEC 2382-14-01-01. |
| hardware safety integrity |
part of the safety integrity of the safety instrumented function relating to random hardware failures in a dangerous mode of failure NOTE 1 The term relates to failures in a dangerous mode. That is, those failures of a safety instrumented function that would impair its safety integrity. The two parameters that are relevant in this context are the overall dangerous failure rate and the probability of failure to operate on demand. NOTE 2 See 3.2.86. NOTE 3 This term deviates from the definition in IEC 61508-4 to reflect differences in process sector terminology. |
| harm |
physical injury or damage to the health of people, either directly or indirectly, as a result of damage to property or to the environment NOTE This definition matches ISO/IEC Guide 51. |
| hazard |
potential source of harm NOTE 1 This definition (without notes) matches 3.4 of ISO/IEC Guide 51. NOTE 2 The term includes danger to persons arising within a short time scale (for example, fire and explosion) and also those that have a long-term effect on a person's health (for example, release of a toxic substance). |
| human error |
mistake NOTE This is the definition found in ISO/IEC 2382-14-02-03 and differs from that given in IEV 191-05-25 by the addition of “or inaction”. |
| impact analysis |
activity of determining the effect that a change to a function or component will have to other |
| independent department |
department which is separate and distinct from the departments responsible for the activities |
| independent organization |
organization which is separate and distinct, by management and other resources, from the |
| independent person |
person who is separate and distinct from the activities which take place during the specific |
| input function |
function which monitors the process and its associated equipment in order to provide input NOTE An input function could be a manual function. |
| logic function |
function which performs the transformations between input information (provided by one or
NOTE For further guidance, see IEC 61131-3 and IEC 60617-12. |
| logic solver |
that portion of either a BPCS or SIS that performs one or more logic function(s)
NOTE 1 In IEC 61511 the following terms for logic systems are used:
NOTE 2 Examples are: electrical systems, electronic systems, programmable electronic systems, pneumatic |
| safety configured logic solver |
general purpose industrial grade PE logic solver which is specifically configured for use in |
| maintenance/engineering interface |
maintenance/engineering interface is that hardware and software provided to allow proper SIS |
| mitigation |
action that reduces the consequence(s) of a hazardous event NOTE Examples include emergency depressurization on detection of confirmed fire or gas leak. |
| mode of operation |
way in which a safety instrumented function operates |
| demand mode safety instrumented function |
where a specified action (for example, closing of a valve) is taken in response to process |
| continuous mode safety instrumented function |
where in the event of a dangerous failure of the safety instrumented function a potential NOTE 1 Continuous mode covers those safety instrumented functions which implement continuous control tomaintain functional safety. NOTE 2 In demand mode applications where the demand rate is more frequent than once per year, the hazardrate will not be higher than the dangerous failure rate of the safety instrumented function. In such a case, it willnormally be appropriate to use the continuous mode criteria. NOTE 3 The target failure measures for safety instrumented functions operating in demand mode and continuous mode are defined in Tables 3 and 4.
NOTE 4 This term deviates from the definition in IEC 61508-4 to reflect differences in process sector terminology. |
| module |
self-contained assembly of hardware components that performs a specific hardware function NOTE 1 In the context of IEC 61131-3, a software module is a function or function block. NOTE 2 This term deviates from the definition in IEC 61508-4 to reflect differences in the process sector. |
| MooN |
safety instrumented system, or part thereof, made up of “N” independent channels, which are |
| necessary risk reduction |
risk reduction required to ensure that the risk is reduced to a tolerable level |
| operator interface |
means by which information is communicated between a human operator(s) and the SIS (for |
| other technology safety related systems |
safety related systems that are based on a technology other than electrical, electronic, or
NOTE A relief valve is “another technology safety related system”. “Other technology safety related systems” may |
| output function |
function which controls the process and its associated equipment according to final actuator |
| phase |
period within the safety life cycle where activities described in this standard take place |
| ventiopren |
action that reduces the frequency of occurrence of a hazardous event |
| prior use |
see “proven-in-use” |
| process risk |
risk arising from the process conditions caused by abnormal events (including BPCS malfunction) NOTE 1 The risk in this context is that associated with the specific hazardous event in which SIS are to be used to provide the necessary risk reduction (i.e., the risk associated with functional safety). NOTE 2 Process risk analysis is described in IEC 61511-3. The main purpose of determining the process risk is to establish a reference point for the risk without taking into account the protection layers. NOTE 3 Assessment of this risk should include associated human factor issues. NOTE 4 This term equates to “EUC risk” in IEC 61508-4. |
| programmable electronics (PE) |
electronic component or device forming part of a PES and based on computer technology.
Examples of process sector programmable electronics include NOTE 2 This term differs from the definition in IEC 61508-4 to reflect differences in process sector terminology. |
| programmable electronic system (PES) |
system for control, protection or monitoring based on one or more programmable electronicdevices, including all elements of the system such as power supplies, sensors and other inputdevices, data highways and other communication paths, actuators and other output devices |
| programming |
process of designing, writing and testing a set of instructions for solving a problem or NOTE In this standard, programming is typically associated with PE. |
| proof test |
test performed to reveal undetected faults in a safety instrumented system so that, if |
| protection layer |
any independent mechanism that reduces risk by control, prevention or mitigation NOTE It could be a process engineering mechanism such as the size of vessels containing hazardous chemicals,a mechanical engineering mechanism such as a relief valve, a safety instrumented system or an administrativeprocedure such as an emergency plan against an imminent hazard. These responses may be automated or initiated by human actions. |
| proven-in-use |
when a documented assessment has shown that there is appropriate evidence, based on the NOTE This term deviates from IEC 61508 to reflect differences in process sector technology. |
| quality |
totality of characteristics of an entity that bear on its ability to satisfy stated and implied needs NOTE See ISO 9000 for more details. |
| random hardware failure |
failure, occurring at a random time, which results from a variety of degradation mechanisms in NOTE 1 There are many degradation mechanisms occurring at different rates in different components and since manufacturing tolerances cause components to fail due to these mechanisms after different times in operation, failures of a total equipment comprising many components occur at predictable rates but at unpredictable (i.e.,random) times.
NOTE 2 A major distinguishing feature between random hardware failures and systematic failures is |
| redundancy |
use of multiple elements or systems to perform the same function; redundancy can be NOTE 1 Examples are the use of duplicate functional components and the addition of parity bits. NOTE 2 Redundancy is used primarily to improve reliability or availability. NOTE 3 The definition in IEV 191-15-01 is less complete [ISO/IEC 2382-14-01-11]. NOTE 4 This term deviates from the definition in IEC 61508-4 to reflect differences in process sector terminology. |
| risk |
combination of the frequency of occurrence of harm and the severity of that harm
NOTE For more discussion on this concept, see Clause 8. |
| safe failure |
failure which does not have the potential to put the safety instrumented system in a hazardous NOTE 1 Whether or not the potential is realized may depend on the channel architecture of the system. NOTE 2 Other names used for safe failure are nuisance failure, spurious trip failure, false trip failure or failto- safe failure. |
| safe failure fraction |
fraction of the overall random hardware failure rate of a device that results in either a safe |
| safe state |
state of the process when safety is achieved NOTE 1 In going from a potentially hazardous condition to the final safe state, the process may have to gothrough a number of intermediate safe-states.
For some situations, a safe state exists only so long as the process Such continuous control may be for a short or an indefinite period of time. NOTE 2 This term deviates from the definition in IEC 61508-4 to reflect differences in process sector terminology. |
| safety |
freedom from unacceptable risk NOTE This definition is according to ISO/IEC Guide 51. |
| safety function |
function to be implemented by an SIS, other technology safety related system or external risk, NOTE This term deviates from the definition in IEC 61508-4 to reflect differences in process sector terminology. |
| safety instrumented control function |
safety instrumented function with a specified SIL operating in continuous mode which is |
| safety instrumented control system |
instrumented system used to implement one or more safety instrumented control functions
NOTE Safety instrumented control systems are rare within the process industries. Where such systems are
The requirements |
| safety instrumented function (SIF) |
safety function with a specified safety integrity level which is necessary to achieve functional |
| safety integrity |
average probability of a safety instrumented system satisfactorily performing the required NOTE 1 The higher the safety integrity level, the higher the probability that the required safety instrumentedfunction (SIF) will be carried out. NOTE 2 There are four levels of safety integrity for safety instrumented functions. NOTE 3 In determining safety integrity, all causes of failures (both random hardware failures and systematicfailures) which lead to an unsafe state should be included; for example, hardware failures, software inducedfailures and failures due to electrical interference. Some of these types of failure, in particular random hardwarefailures, may be quantified using such measures as the failure rate in the dangerous mode of failure or the probability of a safety instrumented function failing to operate on demand. However, the safety integrity of an SIF also depends on many factors, which cannot be accurately quantified but can only be considered qualitatively. NOTE 4 Safety integrity comprises hardware safety integrity and systematic safety integrity. |
| safety integrity level (SIL) |
discrete level (one out of four) for specifying the safety integrity requirements of the safety NOTE 1 The target failure measures for the safety integrity levels are specified in Tables 3 and 4. NOTE 2 It is possible to use several lower safety integrity level systems to satisfy the need for a higher levelfunction (for example, using a SIL 2 and a SIL 1 system together to satisfy the need for a SIL 3 function). NOTE 3 This term differs from the definition in IEC 61508-4 to reflect differences in process sector terminology. |
| safety integrity requirements specification |
specification that contains the safety integrity requirements of the safety instrumented NOTE 1 This specification is one part (the safety integrity part) of the safety requirements specification. NOTE 2 This term deviates from the definition in IEC 61508-4 to reflect differences in process sector terminology. |
| safety life cycle |
necessary activities involved in the implementation of safety instrumented function(s) NOTE 1 The term ?functional safety life cycle? is strictly more accurate, but the adjective ?functional? is not considered necessary in this case within the context of this standard. |
| safety manual |
manual which defines how the device, subsystem or system can be safely applied NOTE This could be a stand-alone document, an instructional manual, a programming manual, a standard document, or included in the user document(s) defining application limitations. |
| safety requirements specification |
specification that contains all the requirements of the safety instrumented functions that have |
| safety software |
software in a safety instrumented system with application, embedded or utility software |
| sensor |
device or combination of devices, which measure the process condition (for example, |
| software |
intellectual creation comprising the programs, procedures, data, rules and any associated documentation pertaining to the operation of a data processing system NOTE 1 Software is independent of the medium on which it is recorded. NOTE 2 This definition without note 1 differs from ISO 2382-1, and the full definition differs from ISO 9000-3 by the addition of the word data. |
| fixed program language (FPL) |
in this type of language, the user is limited to adjustment of a few parameters (for example, NOTE Typical examples of devices with FPL are: smart sensor (for example, pressure transmitter), smart valve, sequence of events controller, dedicated smart alarm box, small data logging systems. |
| limited variability language (LVL) |
this type of language is designed to be comprehensible to process sector users, and provides NOTE 1 Typical examples of LVL are given in IEC 61131-3. They include ladder diagram, function block diagram and sequential function chart. NOTE 2 Typical example of systems using LVL: standard PLC (for example, programmable logic controller for burner management). |
| full variability language (FVL) |
this type of language is designed to be comprehensible to computer programmers and NOTE 1 Typical example of systems using FVL are general purpose computers. NOTE 2 In the process sector, FVL is found in embedded software and rarely in application software. NOTE 3 FVL examples include: Ada, C, Pascal, Instruction List, assembler languages, C++, Java, SQL. ? 28 ? 61511-1 ? IEC:2003(E) |
| application software |
software specific to the user application. In general, it contains logic sequences, permissives, |
| embedded software |
software that is part of the system supplied by the manufacturer and is not accessible for |
| utility software |
software tools for the creation, modification, and documentation of application programs. |
| software life cycle |
activities occurring during a period of time that starts when software is conceived and ends NOTE 1 A software life cycle typically includes a requirements phase, development phase, test phase, integration phase, installation phase and modification phase. NOTE 2 Software cannot be maintained; rather, it is modified. |
| subsystem |
see ?system? |
| system |
set of elements, which interact according to a design; an element of a system can be another NOTE 1 A person can be part of a system. NOTE 2 This definition differs from IEV 351-01-01.
NOTE 3 A system includes the sensors, the logic solvers, final elements, communication and ancillary equipment |
| systematic failure |
failure related in a deterministic way to a certain cause, which can only be eliminated by a NOTE 1 Corrective maintenance without modification would usually not eliminate the failure cause. NOTE 2 A systematic failure can be induced by simulating the failure cause. NOTE 3 This definition (up to note 2) matches IEV 191-04-19.
NOTE 4 Examples of systematic failure causes including human error in |
| systematic safety integrity |
that part of the safety integrity of safety instrumented function relating to systematic failures in a dangerous mode of failure NOTE 1 Systematic safety integrity cannot usually be quantified (as distinct from hardware safety integrity). |
| safety instrumented system (SIS) |
instrumented system used to implement one or more safety instrumented functions. An SIS is NOTE 1 This can include either safety instrumented control functions or safety instrumented protection functions or both. ? 26 ? 61511-1 ? IEC:2003(E) NOTE 2 Manufacturers and suppliers of SIS devices should refer to Clause 1 a) through d) inclusive. NOTE 3 A SIS may or may not include software. NOTE 4 See Clause A.2. NOTE 5 When a human action is a part of an SIS, the availability and reliability of the operator action must be specified in the SRS and included in the performance calculations for the SIS. See IEC 61511-2 for guidance on how to include operator availability and reliability in SIL calculations. |
| target failure measure |
intended probability of dangerous mode failures to be achieved in respect of the safety NOTE The numerical values for the target failure measures are given in Tables 3 and 4. |
| template |
software template NOTE The related term ?software template? is sometimes used. Typically, it refers to an algorithm or collection of algorithms that have been programmed to perform a desired function or set of functions and is constructed so it can be used in many different instances. In the context of IEC 61131-3, it is a program that can be selected for use in many applications. |
| tolerable risk |
risk which is accepted in a given context based on the current values of society |
| undetected |
unrevealed covert in relation to hardware and software faults not found by the diagnostic tests or during normal operation NOTE This term deviates from the definition in IEC 61508-4 to reflect differences in process sector terminology. |
| validation |
activity of demonstrating that the safety instrumented function(s) and safety instrumented |
| verification |
activity of demonstrating for each phase of the relevant safety life cycle by analysis and/or
NOTE Example verification activities include |
| watchdog |
combination of diagnostics and an output device (typically a switch) for monitoring the correct NOTE 1 The watchdog confirms that the software system is operating correctly by the regular resetting of an external device (for example, hardware electronic watchdog timer) by an output device controlled by the software. NOTE 2 The watchdog can be used to de-energize a group of safety outputs when dangerous failures are detected in order to put the process into a safe state. The watchdog is used to increase the on-line diagnostic coverage of the PE logic solver |



